Summaries

7–44

Paradoxes of Professionalism: Rethinking Civil-Military Relations in the United States

Risa Brooks, Marquette University

The U.S. military's prevailing norms of professionalism exhibit three paradoxes that render the organization poorly suited to meet contemporary challenges to its nonpartisan ethic, and that undermine its relations with civilian leaders. These norms, based on Samuel Huntington's objective civilian control model, argue that the military should operate in a sphere separate from the civilian domain of policymaking and decisions about the use of force. The first paradox is that Huntingtonian norms, though intended to prevent partisan and political behavior by military personnel, can also enable these activities. Second, the norms promote civilian leaders’ authority in decisionmaking related to the use of force, yet undermine their practical control and oversight of military activity. Third, they contribute to the military's operational and tactical effectiveness, while corroding the United States’ strategic effectiveness in armed conflict. These tensions in Huntington's norms matter today because of intensifying partisanship in society and in the military, the embrace by civilian leaders of objective control and their concomitant delegation of authority in armed conflict to the military, and growing questions about the causes of the inconclusive outcomes of the United States’ recent wars in Iraq and Afghanistan. It is time to develop a new framework for military professionalism.

45–83

What Allies Want: Reconsidering Loyalty, Reliability, and Alliance Interdependence

Iain D. Henry, Australian National University

Leaders believe that if their state abandons one ally during a crisis, then their state's other allies will expect similar disloyalty in the future. Thus, a single instance of disloyalty can damage, or even destroy, alliances with other states. Because of this belief in interdependence—that developments in one alliance will also affect other alliances—the desire to demonstrate loyalty has exercised a tremendous influence on U.S. policy. But is indiscriminate loyalty what allies want? The First Taiwan Strait Crisis (1954–55) case study suggests that allies do not desire U.S. loyalty in all situations. Instead, they want the United States to be a reliable ally, posing no risk of abandonment or entrapment. In the First Taiwan Strait Crisis, several allies worried that U.S. loyalty to the Republic of China increased the risk of unwanted conflict, and as the crisis persisted, these allies sought to restrain the United States and thus reduce the likelihood of war. Although U.S. leaders were reluctant to coerce the Republic of China into backing down during this territorial dispute with the People's Republic of China, other U.S. allies actively encouraged such disloyalty. These findings have significance for theories of alliance politics and international reputation, as well as contemporary alliance management.

84–118

Living with Uncertainty: Modeling China's Nuclear Survivability

Wu Riqiang, Renmin University of China

Many strategists argue that to deter a nuclear attack, states must be certain of their ability to retaliate after a nuclear first strike. China's nuclear posture of uncertain retaliation suggests an alternative logic. Given the catastrophic consequences of a nuclear attack, uncertain retaliation can have a strong deterrent effect, and assured retaliation is not necessary. A simplified nuclear exchange model developed to evaluate China's nuclear retaliatory capabilities against the Soviet Union in 1984 and the United States in 2000 and 2010 shows that China's nuclear retaliatory capability has been and remains far from assured. In its 2010 Nuclear Posture Review Report, the United States promised to maintain strategic stability with China; therefore, the 2010 scenario can be considered as a baseline for China-U.S. strategic stability. Both China and the United States are developing or modernizing their strategic offensive and defensive weapons. The technical competition between China and the United States favors each in different ways. A hypothetical scenario of China versus the United States in 2025 reveals that China-U.S. strategic stability will likely be maintained at no lower than its 2010 level.

119–157

The Political Power of Proxies: Why Nonstate Actors Use Local Surrogates

Assaf Moghadam, Interdisciplinary Center Herzliya, Israel, and Michel Wyss, ETH Zürich

Studies of conflicts involving the use of surrogates focus largely on states, viewing the relationship between sponsors and proxies primarily as one in which states utilize nonstate actors as proxies. They have devoted far less attention to sponsor-proxy arrangements in which nonstate actors play super-ordinate roles as sponsors in their own right. Why and how do nonstate actors sponsor proxies? Unlike state sponsors, which value proxies primarily for their military utility, nonstate sponsors select and utilize proxies mainly for their perceived political value. Simply put, states tend to sponsor military surrogates, whereas nonstate actors sponsor political ancillaries. Both endogenous actor-based traits and exogenous structural constraints account for these different approaches. An analysis of three case studies of nonstate sponsors that differ in terms of ideology and capacity—al-Qaida in the Arabian Peninsula, the People's Protection Units in Syria, and Hezbollah in Lebanon—confirms this argument, but also suggests that the ability and desire to control proxies varies with the sponsor's capacity. High-capacity nonstate sponsors such as Hezbollah behave similarly to state sponsors, but remain exceptional. Most nonstate sponsors are less dominant, rendering the relationships to their proxies more transactional and pragmatic, and ultimately less enduring than those of state sponsors and their clients.

158–200

Selective Wilsonianism: Material Interests and the West's Support for Democracy

Arman Grigoryan, Lehigh University

When a mass movement broke out in 2013 against the corrupt government of Viktor Yanukovich in Ukraine, the United States and its West European allies mobilized to support it. The policy was justified by the Wilsonian logic of promoting democracy and celebrated as such by liberals. Realists for the most part agreed with the liberal argument regarding the motive of that support, but criticized it as delusional and argued that the subsequent civil war in Ukraine was the consequence of that policy. This is a puzzle, because five years prior to the Ukrainian events, a mass movement had rocked Armenia— another post-Soviet state. The West's attitude toward that movement, however, ranged from indifference to hostility, even though the Wilsonian motives for supporting that movement should have been stronger. The difference in the West's response resulted from the different positions of the two movements toward Russia: the Ukrainian movement was intensely hostile toward Russia, whereas the Armenian movement was not. In other words, where Wilsonianism dovetailed with a geopolitical motive, it was triggered; where it diverged, Wilsonianism remained dormant. This is not a deviation from the general pattern either. Contrary to the popular narrative, the West has supported democracy only when that support has been reinforced by material interests, and rarely, if ever, when it has posed a threat to such interests.