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Table A.1. 
Sample Size and Response Rates of China Employer–Employee Survey in Hubei and Guangdong Provinces
Number of ObservationsResponse Rate (%)
Firms survey 2015 (Guangdong only) 573 82 
Firms survey 2016 1,122 85 
New sample (Hubei) 585 83 
Follow-up sample (Guangdong) 487 85 
New sample (Guangdong) 50 − 
Workers survey 2015 (Guangdong only) 4,838 88 
Workers survey 2016 9,103 80 
New sample (Hubei) 4,114 89 
Follow-up sample (Guangdong) 2,575 53 
New sample (Guangdong) 2,414 94 
Number of ObservationsResponse Rate (%)
Firms survey 2015 (Guangdong only) 573 82 
Firms survey 2016 1,122 85 
New sample (Hubei) 585 83 
Follow-up sample (Guangdong) 487 85 
New sample (Guangdong) 50 − 
Workers survey 2015 (Guangdong only) 4,838 88 
Workers survey 2016 9,103 80 
New sample (Hubei) 4,114 89 
Follow-up sample (Guangdong) 2,575 53 
New sample (Guangdong) 2,414 94 

Source: Authors’ calculations.

Table A.2. 
Characteristics of China Employer–Employee Survey versus the Census and Yearbook—Hubei and Guangdong Provinces
Third National Economic Census2016 Statistical Yearbook2016 CEES (Weighted)2016 CEES (Unweighted)
Number of firms (thousand) 361.13 56.45 1.12 1.12 
Employment (persons) 69 307 62 827 
Assets (CNY million) 30.5 197.7 52.1 769.9 
Industrial output (CNY million)  281.1 50.3 803.0 
Profit (CNY million)  15.9 3.0 46.7 
Profit rate (profit/sales) (%)  5.5 6.5 6.2 
Type of industry (%)     
Farm and sideline food processing 14 
Food manufacturing 
Wine, beverage, and refined tea manufacturing 
Tobacco product manufacturing 0.01 0.03 0.2 0.3 
Textiles 
Clothing 
Leather, fur, feathers, and footwear industry 
Wood processing and wood product industry 
Furniture manufacturing 
Paper and paper products 
Printing 
Education, art, sports, and entertainment 
Chemicals 0.2 0.2 0.0 0.2 
Chemical materials and product manufacturing 
Pharmaceuticals 
Chemical fibers 0.1 0.1 0.03 0.2 
Balata and plastic products 
Nonmetallic mineral products 20 10 
Ferrous metals 0.3 
Nonferrous metals 
Metal products 10 
General equipment manufacturing 
Special equipment manufacturing 
Automobile manufacturing 
Railway, ship, and other transportation equipment manufacturing 0.4 
Electrical machinery and equipment 
Computer, communications, and other electronic equipment 10 
Instrument manufacturing 
Others 0.2 0.5 
Comprehensive utilization of waste resources 0.4 0.1 0.5 
Metal products, machinery, and equipment repair 0.1 0.2 0.4 
Third National Economic Census2016 Statistical Yearbook2016 CEES (Weighted)2016 CEES (Unweighted)
Number of firms (thousand) 361.13 56.45 1.12 1.12 
Employment (persons) 69 307 62 827 
Assets (CNY million) 30.5 197.7 52.1 769.9 
Industrial output (CNY million)  281.1 50.3 803.0 
Profit (CNY million)  15.9 3.0 46.7 
Profit rate (profit/sales) (%)  5.5 6.5 6.2 
Type of industry (%)     
Farm and sideline food processing 14 
Food manufacturing 
Wine, beverage, and refined tea manufacturing 
Tobacco product manufacturing 0.01 0.03 0.2 0.3 
Textiles 
Clothing 
Leather, fur, feathers, and footwear industry 
Wood processing and wood product industry 
Furniture manufacturing 
Paper and paper products 
Printing 
Education, art, sports, and entertainment 
Chemicals 0.2 0.2 0.0 0.2 
Chemical materials and product manufacturing 
Pharmaceuticals 
Chemical fibers 0.1 0.1 0.03 0.2 
Balata and plastic products 
Nonmetallic mineral products 20 10 
Ferrous metals 0.3 
Nonferrous metals 
Metal products 10 
General equipment manufacturing 
Special equipment manufacturing 
Automobile manufacturing 
Railway, ship, and other transportation equipment manufacturing 0.4 
Electrical machinery and equipment 
Computer, communications, and other electronic equipment 10 
Instrument manufacturing 
Others 0.2 0.5 
Comprehensive utilization of waste resources 0.4 0.1 0.5 
Metal products, machinery, and equipment repair 0.1 0.2 0.4 

CEES = China Employer–Employee Survey, CNY = Chinese yuan.

Notes: Calculations from CEES data are weighted using both the firm-size weight in a county (the probability of a firm being in a sample is proportional to its employment size) and the employment weight within a firm in 2013. Statistical Yearbook tabulations are based on The Annual Survey of Industrial Firms conducted by the National Bureau of Statistics of China with state-owned enterprises and other firms having sales revenue exceeding CNY20 million ($308,000). The Third National Economic Census (carried out in 2013) tabulations are from The Statistical Bulletin for the Third National Economic Census. Industries are classified according to the two-digit code of The Industrial Classification for National Economic Activities (GB/4754-2011). Calculations were also done using data from Guangdong Provincial Bureau of Statistics (2015, 2016) and Hubei Provincial Bureau of Statistics (2015, 2016).

Source: Authors’ calculations.

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